Skip to main content

Sage Social Science Thesaurus

Search from vocabulary

Content language

Concept information

... > social science subjects > law > legal specialisms > education law > concepts, theories, and legal principles > regulations > financial industry regulatory authority
... > social science subjects > law > legal specialisms > education law > higher education law > concepts, theories, and legal principles > regulations > financial industry regulatory authority
social science subjects > economics > economic concepts > regulations > financial industry regulatory authority
... > social science subjects > psychology > social psychology > social psychology research > methods > research design > research questions > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > social research > research methods and evaluation > research design > research questions > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > education > educational systems > curriculum > curriculum studies > inquiry and research > biographical research > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > sociology > sociology of education > education in society and culture > evaluation, testing, and research methods > qualitative research > qualitative data collection > biographical research > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > education > education studies > sociology of education > education in society and culture > evaluation, testing, and research methods > qualitative research > qualitative data collection > biographical research > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > education > educational systems > curriculum > curriculum studies > inquiry and research > qualitative research > qualitative data collection > biographical research > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > social research > research > qualitative research > qualitative data collection > biographical research > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > social research > research methods and evaluation > qualitative research > qualitative data collection > biographical research > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > sociology > sociology of education > education in society and culture > theories, models, and philosophical perspectives > qualitative research > qualitative data collection > biographical research > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > education > education studies > sociology of education > education in society and culture > theories, models, and philosophical perspectives > qualitative research > qualitative data collection > biographical research > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > psychology > social psychology > social psychology research > methods > research design > biographical research > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > social research > research methods and evaluation > research design > biographical research > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > psychology > social psychology > social psychology research > methods > research design > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > social research > research methods and evaluation > research design > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > sociology > sociology of education > education in society and culture > evaluation, testing, and research methods > qualitative research > qualitative data analysis > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > education > education studies > sociology of education > education in society and culture > evaluation, testing, and research methods > qualitative research > qualitative data analysis > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > education > educational systems > curriculum > curriculum studies > inquiry and research > qualitative research > qualitative data analysis > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > social research > research > qualitative research > qualitative data analysis > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > social research > research methods and evaluation > qualitative research > qualitative data analysis > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > sociology > sociology of education > education in society and culture > theories, models, and philosophical perspectives > qualitative research > qualitative data analysis > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > education > education studies > sociology of education > education in society and culture > theories, models, and philosophical perspectives > qualitative research > qualitative data analysis > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > sociology > sociology of education > education in society and culture > evaluation, testing, and research methods > qualitative research > qualitative data collection > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > education > education studies > sociology of education > education in society and culture > evaluation, testing, and research methods > qualitative research > qualitative data collection > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > education > educational systems > curriculum > curriculum studies > inquiry and research > qualitative research > qualitative data collection > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > social research > research > qualitative research > qualitative data collection > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > social research > research methods and evaluation > qualitative research > qualitative data collection > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > sociology > sociology of education > education in society and culture > theories, models, and philosophical perspectives > qualitative research > qualitative data collection > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > education > education studies > sociology of education > education in society and culture > theories, models, and philosophical perspectives > qualitative research > qualitative data collection > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > education > educational systems > curriculum > curriculum studies > inquiry and research > quantitative research > quantitative data analysis > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > social research > research methods and evaluation > quantitative research > quantitative data analysis > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > psychology > social psychology > social psychology research > methods > research design > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > social research > research methods and evaluation > research design > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > sociology > sociology of education > education in society and culture > multiculturalism and special populations > African American education > publications > literature reviews > synthesis > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > education > education studies > sociology of education > education in society and culture > multiculturalism and special populations > African American education > publications > literature reviews > synthesis > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > communication and media studies > communication studies > communications media > publications > literature reviews > synthesis > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > library and information science > information science > communications media > publications > literature reviews > synthesis > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > education > educational systems > curriculum > curriculum studies > publications > literature reviews > synthesis > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > library and information science > information science > information materials > publications > literature reviews > synthesis > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > psychology > social psychology > social psychology research > methods > research design > literature reviews > synthesis > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > social research > research methods and evaluation > research design > literature reviews > synthesis > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > social research > research methods and evaluation > concepts & philosophies > synthesis > secondary data analysis > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > social research > research methods and evaluation > concepts & philosophies > ethics / research ethics > regulations > financial industry regulatory authority
... > social science subjects > health and social care > health care quality, access, and evaluation > health services research > laws, regulations, and ethics > regulations > financial industry regulatory authority
... > social science subjects > education > education studies > education policy > British education policy > legislation > regulations > financial industry regulatory authority
... > social science subjects > criminology and criminal justice > criminal justice > legislation > regulations > financial industry regulatory authority
... > social science subjects > politics and international relations > government and politics > legislation > regulations > financial industry regulatory authority
... > social science subjects > politics and international relations > political science > law and courts > legislation > regulations > financial industry regulatory authority
... > social science subjects > psychology > applied psychology > school psychology > legislation > regulations > financial industry regulatory authority
... > social science subjects > politics and international relations > political science > ideologies > libertarianism > libertarianism and policy > regulations > financial industry regulatory authority
... > social science subjects > business and management > strategic management > political environments > regulations > financial industry regulatory authority
... > social science subjects > business and management > organization studies > organization studies encyc > approaches to management theory > strategic management > political environments > regulations > financial industry regulatory authority
... > social science subjects > business and management > management settings > strategic management > political environments > regulations > financial industry regulatory authority
... > social science subjects > business and management > entrepreneurship > new venture management > entrepreneurship financing and economic development > strategy (organizational) > strategic management > political environments > regulations > financial industry regulatory authority
... > social science subjects > health and social care > health care management > strategy (organizational) > strategic management > political environments > regulations > financial industry regulatory authority
... > social science subjects > sociology > sociology of organizations, institutions and structure > communities (sociology) > politics and law > regulations > financial industry regulatory authority
... > contexts > population characteristics > socioeconomic factors > poverty > poverty relief initiatives > regulations > financial industry regulatory authority
... > social science subjects > politics and international relations > governance > administration > public administration > regulations > financial industry regulatory authority
... > social science subjects > business and management > management settings > business management > governance > administration > public administration > regulations > financial industry regulatory authority
... > social science subjects > politics and international relations > governance > public administration > regulations > financial industry regulatory authority
... > social science subjects > business and management > management settings > business management > governance > public administration > regulations > financial industry regulatory authority
... > social science subjects > politics and international relations > political science > public administration > regulations > financial industry regulatory authority
... > social science subjects > politics and international relations > governance > public-sector management > public administration > regulations > financial industry regulatory authority
... > social science subjects > business and management > management settings > business management > governance > public-sector management > public administration > regulations > financial industry regulatory authority
... > social science subjects > sociology > social problems > social problems encyc > politics, power, and war > social control > regulations > financial industry regulatory authority
... > social science subjects > sociology > sociology of organizations, institutions and structure > communities (sociology) > politics and law > social control > regulations > financial industry regulatory authority
... > social science subjects > criminology and criminal justice > criminology > white-collar and corporate crime > regulations > financial industry regulatory authority

Preferred term

financial industry regulatory authority  

Definition

  • The Financial Industry Regulatory Authority (FINRA) is a private, independent membership organization through which brokerage firms and securities exchanges develop, promulgate, and enforce regulatory standards so as to operate fairly and efficiently in the United States, and to safeguard the interests of investors. It is “dedicated to investor protection and market integrity through effective and efficient regulation of the securities industry.” It discharges this mission by (1) validating qualifications of sellers of security products through testing and licensing, (2) ensuring that advertisements for securities products are truthful and not misleading, (3) aligning promotional and sales activities for securities to suitability of investors' needs, and (4) promoting a regime of disclosure so that investors receive all relevant information they require prior to purchasing an investment. [Source: Encyclopedia of White-Collar and Corporate Crime; Financial Industry Regulatory Authority]

Broader concept

Belongs to group

URI

https://concepts.sagepub.com/social-science/concept/financial_industry_regulatory_authority

Download this concept:

RDF/XML TURTLE JSON-LD